TREC Holder of Karachi & Lahore Stock Exchange

SECP Reg. BRL 038

KSE TREC Holder: 090 LSE TREC Holder: 050

Client Name

Account No.

GENERAL INSTRUCTIONS

Each and every column must be filled in by using the CAPITAL letters.

Each page of this form will be duly signed by the Account Holder(s) and the Broker.

Include required documents given at the end of this form.

Make cheque payable to Darson Securities ( Pvt.) Ltd.

We advise all clients to thoroughly read the terms and conditions of the agreement carefully and understand them. Please also do not hesitate to contact us at 111 900 400 or info@darsononline.com for clarification on these terms and conditions.

Enclosures (for individuals):

1. Attested copies of National Identity Card of the applicant.

2. Attested copies of National Identity Card of the Joint Holders and or Nominee(s) (if applicable)

3.Attested copies of passports of the applicant, Joint Holders and or Nominee(s) (in case of non-residents)

4.Copy of the letter of authorization from the Account Holder(s) of the person authorized to trade in my/our accounts.

(if other than the account holder)

5. A list of Transaction fee, Commission to be charged by the Broker and other CDC charges to be levied.

Enclosures (for corporate entities):

1.Certified true copy of Board Resolution (specimen provided as per Annexure ‘A’).

2.Certified true copies of Memorandum & Articles of Association.

3.List of authorized signatories.

4.List of nominated persons allowed to place orders.

DARSON SECURITIES

(PVT.) LIMITED

(SECP Reg.# BRL-38)

TREC Holder of

Karachi Stock Exchange (090)

Lahore Stock Exchange & (050)

Member of

Pakistan Mercantile Exchange (051)

Corporate Office:

Office No. 808, 8th Floor

Business & Finance Centre

I. I. Chundrigar Road, Karachi.

Phone : (021)

111-900-400, 32470755-66

Fax : (021)

32471088

KSE Office:

516, 5th Floor

Karachi Stock Exchange

New Building

Stock Exchange Road, Karachi.

Phone : (021)

32415052-59

Fax : (021)

32425538

Lahore Office:

102, 1st Floor

Lahore Stock Exchange Aiwan-e-Iqbal Road, Lahore

Phone : (042)

111-900-400,

36366655, 36317111, 36316777

Fax : (042)

36314293

ACCOUNT OPENING FORM

 

 

Day

Month

Year

CLIENT ID /

CDC

To,

DATE

 

 

 

 

 

 

 

 

 

 

 

ACCOUNT NO.

ACCOUNT NO.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Darson Securities (Pvt) Ltd.

 

 

 

 

 

 

 

 

 

 

I/We hereby apply for opening an Account in Darson Securities (Pvt) Ltd. Our particulars are given as under:

 

 

 

(to be filled in by the office)

 

PART-A

NATURE OF ACCOUNT

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SINGLE

 

 

 

 

 

 

 

 

 

 

 

 

 

JOINT

 

 

 

 

 

 

 

COMPANY

 

 

 

 

 

 

 

 

 

FIRM

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PART-B

ACCOUNT HOLDER FOR INDIVIDUALS ONLY

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PHONE NOS

ACCOUNT TITLE

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Office

 

 

 

 

 

 

 

 

 

 

 

 

(Name of Account Holder as per CNIC)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

FATHER’S / HUSBAND’S NAME

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SURNAME

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Residence

CONTACT PERSON

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PERMANENT / REGISTERED ADDRESS

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Mobile

 

 

 

 

 

 

 

 

 

 

 

 

(For notices/correspondences/entitlements)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

E-MAIL (Must be filled)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Fax

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

_

 

 

 

 

 

 

_

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DATE OF BIRTH

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

NATIONALITY

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

STATUS

 

 

 

 

 

 

RESIDENT

 

 

 

 

 

 

 

 

 

NONRESIDENT

 

 

GENDER

 

 

 

MALE

 

 

 

 

 

 

FEMALE

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PASSPORT DETAILS

Number

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Place of Issue

 

Date of Issue

 

 

 

 

 

 

 

 

 

 

_

 

 

 

 

 

 

 

 

 

 

 

 

_

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

CNIC No.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

NTN (optional)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

OCCUPATION

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

EMPLOYMENT STATUS

 

 

 

 

 

 

EMPLOYED

 

 

 

SELF-EMPLOYED

 

 

 

 

 

 

NOT-EMPLOYED

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

COMPANY

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(If employed or self employed)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

BUSINESS ADDRESS

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

MAILING ADDRESS

 

 

 

 

 

 

 

Home

 

 

 

 

 

 

 

Business

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Are you an employee of securities firm, Brokerage house or any Stock Exchange?

 

 

 

 

Yes

 

 

 

 

 

 

 

 

No

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Are you an officer, director, affiliated or 10% shareholder of a listed public company?

 

 

 

 

Yes

 

 

 

 

 

 

 

 

No

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

CDC Account No.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

CDC Account Tittle

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PART-C

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PHONE NOS

ACCOUNT TITLE

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Office

 

 

 

 

 

 

 

 

 

 

 

 

(Name of Account Holder as per CNIC)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

FATHER’S / HUSBAND’S NAME

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Residence

SURNAME

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Mobile

 

 

 

 

 

 

 

 

 

 

 

 

PERMANENT / REGISTERED ADDRESS

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Fax

 

 

 

 

 

 

 

 

 

 

 

 

(For notices/correspondences/entitlements)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

E-mail

 

 

 

 

 

 

 

 

 

 

 

 

For and on behalf of Darson Securities (Pvt.) Ltd.

 

Joint Applicant (3)

 

Joint Applicant (2)

 

Joint Applicant (1)

 

Sign. of Applicant

 

 

 

 

 

 

 

 

Page 1 of 6

 

 

 

 

 

 

 

 

 

 

_

 

 

 

 

 

_

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DATE OF BIRTH

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

NATIONALITY

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

STATUS

 

 

 

 

 

 

RESIDENT

 

 

 

 

 

NONRESIDENT

GENDER

 

 

 

MALE

 

 

 

 

 

FEMALE

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PASSPORT DETAILS

Number

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Place of Issue

 

 

 

 

 

 

 

 

 

 

Date of Issue

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

_

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

_

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

CNIC No.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

NTN (optional)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

OCCUPATION

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

EMPLOYMENT STATUS

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

EMPLOYED

 

 

 

SELF-EMPLOYED

 

 

 

 

 

 

 

 

NOT-EMPLOYED

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

COMPANY

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(If employed or self employed)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

BUSINESS ADDRESS

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

MAILING ADDRESS

 

 

 

 

 

 

 

 

 

 

 

 

Home

 

 

 

 

 

 

 

Business

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Are you an employee of securities firm, Brokerage house or any Stock Exchange?

 

 

 

Yes

 

 

 

 

No

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Are you an officer, director, affiliated or 10% shareholder of a listed public company?

 

 

 

Yes

 

 

 

 

No

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

CDC Account No.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

CDC Account Tittle

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PART-F

FOR COMPANIES OR FIRMS ONLY

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

NAME

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

REGISTRATION NO.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

STATUS

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

BOARD RESOLUTION DATE

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Date, Month, Year (Included as Annexure “A”)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

NATURE OF BUSINESS Please tick (P) in appropriate box.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agriculturist

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Communication/IT

 

 

 

 

 

 

 

Energy

 

 

 

 

 

 

 

 

 

Engineering

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Services/Consultancy

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Government/Legal

 

 

 

 

 

 

 

Manufacturing

 

 

 

 

 

 

 

 

 

Medicine

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Technology

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Financial Management/Banking

 

 

 

Others (Specify)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PART-G

DECLARATION OF SOLVENCY

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

The company i.e. (the Account Holder) hereby declares that:

a)It has not applied to be adjudicated as an insolvent and that We have not suspended payment and that we have not compounded with our creditors:

b)It is not un-discharged insolvent; and

c)It has not been declared defaulter in repayment of loan of bank / financial institutions.

PART-H

NAME OF AUTHORISED PERSONS TO OPERATE THE ACCOUNT

 

 

 

 

NAME

SPECIMEN SIGNATURE

SINGLY / JOINTLY

1

_

_

CNIC NO.

2

_

_

CNIC NO.

For and on behalf of Darson Securities (Pvt.) Ltd.

Joint Applicant (3) Joint Applicant (2) Joint Applicant (1) Sign. of Applicant

Page 2 of 6

PART-I

INVESTMENT AND OTHER DETAILS

 

TYPE OF ACCOUNT

 

 

CASH ACCOUNT

 

MARGIN ACCOUNT

 

 

 

AMOUNT DEPOSITED

Total Amount in Pak Rupees for opening of Account

DEPOSITED ITEM

Cheque Payable to Darson Securities (Pvt.) Ltd.

PART-J

MARGIN DEPOSIT

 

The Account Holder(s) hereby undertakes to deposit _____________________________________ margin against his/her/their outstanding trades/exposure for the purpose of trading in his/her/their account. The broker shall notify the Account Holder(s) about any change in the above margin requirements at least 3 days prior to the implementation of the revised margin requirements.

PART-K

CLIENT BANK DETAILS

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

NAME OF THE BANK

 

 

 

 

 

 

 

TYPE OF ACCOUNT

 

 

CURRENT

 

SAVING

 

 

 

 

 

 

 

 

 

 

 

 

ACCOUNT TITTLE & NO.

 

 

 

BRANCH ADDRESS

 

 

 

 

 

 

 

PART-L

ACCOUNT(S) WITH OTHER BROKER(S)

 

 

 

 

 

 

 

 

NAME OF THE BROKER(S)

 

 

MEMBER EXCHANGE

CLIENT ID / ACCOUNT

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PART-M NOMINATION

(In the event of death of the Account Holder, the nominee shall be entitled to receive securities/cash available in the account of the account holder after set-off against losses/liabilities in my/our account.)

 

 

 

 

 

 

 

 

 

 

PHONE NOS

NAME

 

 

 

 

 

 

 

 

 

Residence

FATHER’S/HUSBAND’S NAME

 

 

 

 

 

 

 

 

 

Office

 

 

 

 

_

 

 

_

 

 

 

SURNAME

DATE OF BIRTH

 

 

 

 

 

 

 

 

Mobile

POSTAL ADDRESS

 

 

 

 

 

 

 

 

 

Fax

 

 

 

 

 

 

 

 

 

 

E-mail

 

RELATIONSHIP WITH MAIN APPLICANT

Please tick (P) in appropriate box.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Spouse

 

 

 

 

Father

 

 

 

 

 

 

Mother

 

 

Brother

 

 

Sister

 

Son*

 

Daughter*

 

* Including step or adopted child

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

_

 

 

 

 

 

 

 

 

_

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

_

 

 

_

 

 

 

 

CNIC No.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DATE OF EXPIRY

 

 

 

 

 

 

 

 

 

 

 

(For resident Pakistani)

 

 

 

 

 

 

_

 

 

 

 

 

 

 

 

 

 

_

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

_

 

 

_

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

NICOP No.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DATE OF EXPIRY

 

 

 

 

 

 

 

 

 

 

 

(For non-resident Pakistani)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PASSPORT DETAILS

 

Number

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Place of Issue

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(For a foreigner or a Pakistani origin)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Date of Issue

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Date of Expiry

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PART-N

OTHER

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Where did you hear about Darson Securities (Pvt) Ltd.? Please tick (P) in appropriate box.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Print/Television Advertisement

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Friend/Colleague

 

 

 

 

 

 

 

Employee of Darson

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Direct Marketing Campaign

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Others (Specify)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

For and on behalf of Darson Securities (Pvt.) Ltd.

Joint Applicant (3) Joint Applicant (2) Joint Applicant (1) Sign. of Applicant

Page 3 of 6

SPECIAL TERMS AND CONDITIONS

The terms and conditions set herein below shall be equally binding on the Broker and the Account Holder(s).

1. All transactions between the parties shall be subject to the Articles, Rules and Regulations of the Exchange, revised policies, Board Directions and new regulations to be framed in pursuance of Section 34 of the Securities & Exchange Ordinance, 1969. Moreover, all applicable provisions of the Securities & Exchange Ordinance, 1969 read with the Securities & Exchange Commission of Pakistan Act, 1997, Brokers and Agents Registration Rules, 2001, Securities and Exchange Rules 1971 and all directions/directives passed from time to time to regulate the trades between the parties and to regulate Brokers conduct and the Central Depository Companies of Pakistan Act, 1997, Rules framed there under and the National Clearing and Settlement System Regulations and any other law for the time being in force. The Broker shall ensure provisions of copies of all the above Laws, Rules and Regulations at his office for access to the Account Holder(s) during working hours.

1(a). In case any dispute in connection with the trade or transaction between the Broker and the Account Holder is not settled amicably, either party may refer the same to arbitration in accordance with the provisions of General Regulations of the Exchange, which shall be binding on both the parties. The Account Holder herby agrees that he would have no objection if his name and other relevant particulars are placed on Exchange’s database accessible by members of the Exchange if he fails or refuses to abide by or carryout any arbitration award passed against him in his dispute with the Broker.

2. The amount deposited as security margin by the Account Holder(s) with the Broker shall only be used for the purposes of dealing in securities, such as trading and/or settlement of deliveries of securities on behalf of the Account Holder(s). The Broker shall not use such amounts for his own use.

2(a). The credit amount of the Account Holder(s) shall be kept by the broker in a separate bank account titled “Account Holder / Client Account” and shall not be used by the broker for his own business.

3. The Broker shall be authorized to act on the verbal instructions of the Account Holder(s). The Broker shall provide a written confirmation of the executed transactions as required under rule 4(4) of the Securities & Exchange Rules, 1971, and all such transactions recorded by the Broker in his books shall be conclusive and binding upon the Account Holder(s), which shall not be questioned by him/her/them, subject to clause 5 below.

OR

The Account Holder(s) shall give written instructions for the sale/purchase of securities to the Broker. The Account Holder(s) shall not give any verbal/oral instructions. The Broker shall provide a written confirmation of the executed transactions as required under rule 4(4) if the Securities & Exchange Rules, 1971, and all such transactions recorded by the Broker in his books shall be conclusive and binding upon the Account Holder(s), which shall not be questioned by him/her/them, subject to clause 5 below.

4.The Broker shall provide the confirmation of the executed transactions to the _________________________________________________ (Name of Account Holder) at the above stated address by means of acceptable mode of communication or by hand subject to acknowledgment receipt as noted in clause 16.

5.In case there are any error(s) in the daily confirmation statement, the Account Holder(s) shall report the same to the Broker within one-business day of the receipt of confirmation. In case the Account Holder(s) do not respond within one business day of the receipt of the said daily confirmation statement, the confirmation statement shall be deemed conclusively accepted by the Account Holder(s).

6.In the event that the Account Holder(s) fail(s) to deposit additional cash or securities as margin within one business day of the margin call (in writing), the Broker shall have absolute discretion to and, without further notice to Account Holder(s), liquidate the Account Holder(s) outstanding positions, including the securities purchased and carried in such account, so that the margin is maintained at the required level.

7.The Broker shall be responsible to ensure delivery of CDC eligible securities in the CDC account of the Account Holder(s) subject to full payment by the Account Holder(s). In case of companies which are not on the CDS, the Broker shall ensure delivery of physical shares along with verified transfer deeds against payments, to the Account Holder(s). Further, the Broker shall be responsible for the payment of any credit cash balance available in the account of the Account Holder preferably in form of A/c Payee cross cheque only within 1 business day of the request of the Account Holder(s) (subject to the maintenance of the margin requirements).

7(b). In the event of non-receipt of payment from the Account Holder on settlement day against securities bought on account of the Account Holder, the Broker may transfer such securities to his

Collateral Account under intimation to the Exchange, after complying with the requirements as mentioned in the General Regulations of the Exchange.

8.The Broker shall encourage the Account Holder(s) to make payments to the Broker by "A/c Payee Only" cross cheque (in case of amounts in excess of Rs. 25,000/-) and "A/c Payee only" cheque or cash (for amounts below Rs. 25,000). The Broker shall be responsible to provide the receipt to the Account Holder(s) in the name of the Account Holder(s) duly signed by authorized agents/employee of the Broker and the Account Holder(s) shall be responsible to obtain the receipt thereof. In case of cash dealings, proper receipt will be taken and given to the Account Holder(s), specifically mentioning if payment is for margin or the purchase of securities. The broker shall immediately deposit in its bank account all cash received in whole i.e. no payments shall be made from the cash received from clients. However, in exceptional circumstances, where it becomes necessary for Broker to accept cash in excess of Rs. 25,000/-, the Broker shall immediately report within one business day such instances with rationale thereof to the Exchange in accordance with the mechanism prescribed by the Exchange.

9.The members shall make all the payments of Rs. 25,000/- and above, through crossed cheques / bank drafts / pay orders or any other crossed banking instruments showing payment of amount from their business bank account. Copies of these payment instruments including cheques, pay orders, demand drafts and online instructions shall be kept in record for a minimum period of five years.

10.The Account Holder(s) shall have a right to obtain a copy of his/her or their ledger statement under official seal and signature of the Broker or his authorized representative on a periodic basis. In

case of any discrepancy in the ledger statement, the Account Holder(s) shall inform the Broker within 1 day of receipt of the ledger statement to remove such discrepancy.

11.The Account Holder(s) shall operate the account and execute transactions himself/herself/themselves unless the Account Holder(s) authorize Mr./Ms./ _________________________________________

I. D. No. ___________________________________ to transact in the account. All transactions executed by the authorized person shall be binding upon the Account Holder(s).

12.For Joint Account Holder(s) only:

We, the Account Holders shall operate the account jointly or severally and the instructions issued either jointly or severally shall be binding on us as well as upon the broker in respect of the joint titled account.

OR

Our titled account shall be operated only by _________________________________________________ who shall be deemed as the authorized person for operating the joint account or issuing any instructions relating thereto.

13.The Broker shall be responsible to append a list of his authorized agents/traders and designated employees, who can deal with the Account Holder(s), with this account opening form and a copy of both the opening form and the list will be provided to

the Account Holder(s). Any change therein shall be intimated in writing to the Account Holder(s) with immediate effect.

14.The Broker shall debit the account of the Account Holder(s) for the commission charges or any other charges in connection with the brokerage services rendered, which shall be clearly detailed in the ledger statement/daily confirmations.

15.The Broker shall not disclose the information of the transactions of the Account Holders to any third party and shall maintain the confidentiality of this information. However, in case the Exchange or the Commission, as the case may be, requires any such information, the Broker shall be obliged to disclose the same for which the Account Holder(s) shall not raise any objection whatsoever.

16.In case a Broker converts his individual membership rights to corporate membership and vice versa the agreement and conditions laid down herein above shall remain effective unless otherwise agreed by the parties.

17.Acceptable mode of communication between the Account Holder(s) and the Broker shall be through letter (courier/registered post/fax/E-mail) or by hand subject to receipt/acknowledgment. The onus of proving that the e-mail has been received by the recipient shall be on the sender sending the e-mail. Confirmation of orders to clients made through fax or e-mail will have a time record.

18.All orders received telephonically and placed on KATS shall be supported by recording on dedicated telephonic lines, preferably connected with a computerized taping system so as the orders could possibly be sorted on UIN basis and made user friendly.

19. In case of change of address or contact numbers of either party, the concerned party shall immediately notify the other party of the changes in writing.

20.I/We, the Account Holder(s) acknowledge receipt of this account opening form (signed here by me/us in duplicate) along with the copies of all the annexures and I/we, the Account Holder(s) also undertake that I/we have understood all the above terms and conditions of this agreement which are acceptable to me/us.

21.I/We, the Account Holder(s) understand that the shares trading business carries risk and subject to the due diligence on part of the broker I/we may incur losses for which I/we, the Account Holder(s) shall not hold the Broker responsible.

22.I/We, the Account Holder(s) further confirm that all information given in this application is true and complete and hereby authorize the Broker to verify any information mentioned above.

For and on behalf of Darson Securities (Pvt.) Ltd.

 

 

 

Joint Applicant (3)

 

 

Joint Applicant (2)

 

Joint Applicant (1)

 

Sign. of Applicant

 

 

For and on behalf of Darson Securities (Pvt.) Ltd.

 

 

 

 

 

 

NAME

DESIGNATION

 

 

DATED

 

 

SIGNATURE

 

 

 

WITNESSES

 

 

 

 

 

 

WITNESS 1

 

 

 

 

 

 

 

 

 

 

 

NAME

CNIC #

 

 

 

 

 

SIGNATURE

WITNESS 2

 

 

 

 

 

 

 

 

 

 

 

NAME

CNIC #

 

 

 

 

 

SIGNATURE

Page 4 of 6

Terms and Conditions of Brokerage Agreement

The Agreement shall come into effect subject to Darson Securities (Pvt.) Ltd. (DSL) acceptance of account opening application, duly filled in by the client, and thereafter opening a trading account in his/her name. The account opening application shall constitute an essential part of this agreement.

Darson Securities (Pvt.) Ltd. (DSL) and (A). Mr./Mrs./Ms.__________________________________________________ and (B) (A) Mr. / Mrs./ Ms.__________________________ (“The Client”) hereby agree that the following terms and conditions shall apply to opening and operating of Equities Trading/Investment Account (“Account”) by The Client with DSL for all transactions of sale and purchase of securities by or on behalf of The Client.

1.DSL may reject an account opening application or close the Account without assigning any reason.

2.The Client hereby represents that the information contained in the account opening application is true/correct and not misleading in any respect. The Client undertakes to promptly notify DSL in writing, in case there is any material change in the information provided. The Client hereby undertakes that he/she/they is/are of legal age, mentally sound and also otherwise legally competent to enter into a contract. The Client further represents that except as disclosed in writing by the Client, no one other than the Client has any interest whatsoever in any Account opened and operated by DSL for the Client. Failure by DSL to ask for any information or documents with the account opening application shall not affect or prejudice any claims or rights which DSL may have against the Client under or in relation to this agreement or any trade contracts.

3.DSL may at its discretion amend the terms and conditions of this Agreement at any time without prior notice to the Client. However no amendments of any of the provision of this agreement shall be implied

from any course of dealing between the parties or from any failure by DSL to assert or enforce its rights, claims and authority under this agreement on any occasion or series of occasions.

4.The notice of amendment may be provided to the Client, at the discretion of DSL by way of mail, e-mail, DSL’s website update, messenger, courier, post or telegraph. It is the sole responsibility of the Client’s to be aware of any notice that may be posted on DSL’s website or message sent to Client’s email address. The amendment notice shall be deemed to be received and accepted by the Client, any or all changes by not closing and/or continuing to use the Account. DSL at its discretion reserves the right to restrict trading, disbursement or transfer and require additional documentation or margin deposits from time to time for the purpose of operating the account and/or executing instructions on behalf of the Client.

4.1Acceptable mode of communication between the Client and DSL shall be through e-mail. The onus of proving that the e-mail has been received by the recipient shall be on the sender, sending the mail. DSL may at its discretion send communications to the Client by way of mail, messenger, courier, post or through any other means available to DSL. Any communication sent to the Client’s address by mail, e-mail, website update, messenger, courier, post and telegraph or posted on DSL’s website or otherwise shall be considered as having been delivered personally to the Client. The Client agrees to inform DSL promptly of any changes in his/her/their address.

5.In case of a Joint Account the following terms and conditions apply :

5.1Subject to clause 11 of the SECP Terms and Conditions, any joint holder may individually without notice to other joint holders authorize DSL to buy, sell, lend, or exchange securities, or give DSL any instructions regarding the account as if the account is solely owned.

5.2Any notice, verbal or written be given to any one Account Holder will be considered as having been given to all Account holders.

5.3Upon the death of any Account Holder the surviving Account Holder(s) will be recognized by DSL as the owner(s) of the Account and the Securities held therein, shall continue to be subject to the terms and conditions of this agreement.

5.4Each Account Holder is jointly and severally liable to DSL for any obligations arising in connection with the Account, including the right of set off.

6. During the time DSL maintains the Client’s account, the Client may place orders upon DSL for purchase and sale of securities. These orders shall be placed orally or in writing either by the Client or through his/her/their duly constituted Attorney or Authorized Representatives. The Client shall provide his power of Attorney ad specimen to DSL in advance. All orders placed upon DSL by means of communications, including DSL website, telephone, fax or letter shall be conclusive and binding upon the Client and in case of joint account, the order placed by either of them, shall be conclusive and binding upon both of them. If any order is placed through the Client’s Authorized Representative, the same shall be binding upon the Client as if the Client had placed the order personally.

7.The Client may revoke at anytime the power of attorney of its Authorized representative, such revocation shall only be in writing and delivered by hand or by courier service or registered to DSL. All orders executed until the time of receipt of the revocation shall be binding upon the Client.

8.All orders placed by or on behalf of the Client shall be subject any trading limit imposed by DSL at its sole discretion. Any order placed by or on behalf of the client may be cancelled or varied prior to its execution by DSL. However, no such cancellation or variation shall be effective unless confirmed by an authorized officer of DSL.

9.The Client hereby authorizes DSL to enter into trades on the Client’s behalf in accordance with the Client’s order. The authority hereby conferred shall remain in force unless a notice in writing revoking the

same is received by DSL from the Client. Such revocation shall however be ineffective if the Client owes any liability to DSL under this agreement or any trade contract.

10.DSL may at its discretion record on tape or otherwise any oral orders placed by the Client, or any other telephonic conversation between DSL and the Client. And DSL may use such recording as evidence, the Client hereby consents to the admissibility in evidence of such recordings, in any legal proceedings between DSL and the Client or to any legal proceedings to which DSL may be a party.

11.Upon execution of an order of the Client, DSL shall try to confirm the transaction by its Electronic Transaction Confirmation Memo on the same day or the next working day. This confirmation shall provide the name and number of securities purchased or sold on behalf of the Client, the date and time of the trade, the nature of the trade (whether spot, ready, forward, T + 3, future or any new trading system implemented by the KSE from time to time, and also whether it is one of sale or purchased ), the purchase or sale price / amount, the settlement date, the brokerage payable to DSL and such other information as may be required under the law. If such confirmation is received by the Client in writing, he /she/they shall sign the same and return it to DSL on the same day it is received or by the next working day. However non-receipt of the written confirmation by the Client of any trade contract shall not discharge the Client from any of his/her/their obligation or liabilities in relation to the trade.

12.The Client shall provide and maintain a margin deposit with DSL in such amounts and forms (cash or securities) as DSL may require at its sole discretion. DSL may also change such margin requirements from time to time. The margin provided by the Client shall be free from all rights/interests of any other party other than DSL. If required by DSL, the Client shall take steps necessary to register a charge or mortgage in favor of DSL on the margin.

13.DSL shall have the right to utilize the margin provided by the Client to cover any losses suffered, or liabilities incurred by DSL because of the Client’s breach of any trade contract, or any terms and conditions of this Agreement. DSL may also utilize the margin to adjust any losses that the Client may suffer in any trade. Utilization of the Client’s margin under this clause shall not discharge the Client from his/her/their liabilities or obligation towards DSL if such utilization is insufficient to adjust completely the Client’s liabilities and obligations.

14.For securities kept by the Client as collateral for margin trading, DSL has the right to decide as to which security(ies) to sell in order to protect its interest or meet the margin requirements. DSL may at its discretion

elect, with or without notice, to square off the Client’s Account and make all obligations in the Account immediately due and payable by the Client without assigning any reasons.

15.DSL shall have a lien over all securities carried, maintained or held by it for the Client. The Client hereby authorizes DSL to utilize or pledge, as permitted by law, all the Client’s securities carried, maintained or held by DSL for the purpose of compliance with KSE regulations governing members’ exposure.

16.While DSL shall attempt to purchase /sell securities within the limits of the prices that may be notified by the Client, DSL does not guarantee or assure that any transaction will materialize within such notified limits.

17.DSL does not guarantee that the orders will be executed in full. The Client undertakes to honor partial execution of any order.

18.The Client shall pay commission to DSL in relation to all trades as such rates as may be specified by DSL from time to time. Interest/Mark-up shall be paid by the Client, at rates DSL may specify, on all commission amounts which remain unpaid after the due date. The Client shall also pay all CDC charges in relation to all trades or movement of securities conducted through the Central Depository System. In case

CFS or Margin Financing is arranged by DSL at its discretion, the client shall pay such commission or brokerage in accordance with the rate fixed by DSL for such transactions.

19.In case of purchase contract, deliveries shall be made to the client on the settlement date, provided that payment is received before the settlement date. DSL shall not be liable for delays in the deliveries of the securities due to any corresponding delays on part of the member of the stock exchange / clearing house of the exchange or NCSS, or other through whom the securities may have been purchased/acquired or required to be delivered to the Client or for any other reason beyond DSL’s control.

20.For all transactions and dealing in relation to book entry securities as defined in the Central Depositories Act, 1997 ( CD Act), the terms and conditions of the CD Act, 1947 and the Central Depository Company of Pakistan Limited regulations and other applicable rules and regulations pertaining to book entry securities shall become applicable.

21.Deliveries will be effected to the client by movements from DSL’s account with the CDC or a sub-account of the seller or participant’s account or from the account or a sub account of another participant or the investor’s account of the seller, as the case may be, to the credit’s sub-account with DSL or the client’s accounts or the clients’ account or an investor’s account with the CDC. Payment shall be made to DSL before the credit of the client’s account with the requisite securities.

22.In case of sale contract, the Client shall deliver to DSL the securities to be sold at least two working days before the settlement date. If securities are not delivered by the settlement date, DSL may, without prejudice to any other action that it may take under Law or under this agreement, square up the trade at the risk and cost of the Client. The Client hereby indemnifies DSL from any loss suffered or liability incurred by DSL, whether directly or indirectly due to the Client’s failure to deliver the securities by the settlement date.

23.Proceeds of the securities sold shall become due on the settlement date. Such proceeds shall be paid within _______________________for such payment by the Client. In case of no demand being made, the sale proceeds shall be credited to the Client’s account. DSL shall not be liable for the delays in the payment to be made by the members of the exchange / clearing house of the exchange, through whom the securities have been sold / delivered by DSL on account of the Client.

24.Deliveries of book entry registered with the CDC, will be effected by movement of securities from the Client’s account with CDC or from its sub-account with DSL or from that sub-account with another participant and the Client undertakes to issue necessary instructions for such deliveries to DSL. Failure to issue such instruction and/or to effect deliveries by the Client shall be considered as breach of contract by the Client which will render his/her/them liable for all losses and damages which DSL may suffer or sustain.

25.Other Special Terms and Conditions for Sub-Account in DSL :

The following special terms and conditions shall apply to all transactions relating to book entry shares/securities.

i.The Client hereby irrevocably and unconditionally authorizes DSL to handle and move the Client’s securities from his/her/their sub-account from time to time with an unfettered right to disposed them off at any time upon notice to the Client and to apply the net proceeds thereof towards the adjustment of the Client’s outstanding that may be due from the Client, directly or indirectly to DSL including under normal settlement as well as against all Client losses and the Clients shall be liable for any shortfalls.

ii.The Client further undertakes and irrevocably authorizes DSL to freeze the sub-account of the Clients and or to handle and move the clients’ securities in their sub-account for any of the above purposes without any notice to the Clients.

iii.In case the Client is trading in securities through DSL then the Client shall undertake not to move or issue any instruction to the CDC for the movement of any shares / securities in his/her/their sub-account without prior written consent of DSL.

iv. DSL is further authorized to issue instructions to CDC/issuers from time to time, if it is considered necessary, to implement the Client’s above understanding with DSL.

For and on behalf of Darson Securities (Pvt.) Ltd.

Joint Applicant (3) Joint Applicant (2) Joint Applicant (1) Sign. of Applicant

Page 5 of 6

v. The foregoing conditions also constitute the Client’s irrevocable authorizations to DSL for the purposes of Section 24 of Central Depositories Act, 1997 and the regulations of Central Depository Company of Pakistan Limited.

26. Carry Over Transactions ( COT ) / Continuous Financing Scheme ( CFS ) :

In case the Client desires to undertake transactions of sale and repurchase of securities under COT/CFS through DSL, then the following special terms and conditions shall apply, in addition to normal conditions.

The Client shall be taking all exposure on the selling members and the buying members in respect of all purposes and sale of securities and not on DSL, therefore in the event that the selling member(s) commit default and deliveries of any requisite securities are not received by DSL from the selling member(s) mentioned in sub-clause (i) above, then DSL will not under any circumstances, be liable to deliver the securities to the Client, or to refund the advanced payment to the Client. Likewise, in all resale transaction mentioned in sub-clause (ii) above, if any buying member(s) becomes defaulter(s) and sale proceeds of the securities sold by DSL on account of the Client are not realized by DSL from the buying members(s) on the pertinent settlement date(s) DSL shall not be liable to pay the sales proceeds of such securities to the Client or to deliver the requisite securities. However in the event of a selling member(s) default(s), as mentioned above, DSL shall lodge claims on account of the Client with the Stock Exchange for recovery from the defaulting members(s) assets under and in accordance with the Exchange’s “Investor Protection Fund Regulations”, The Members’ Default and Procedure for Recovery of Losses Regulation: and the “General Rules and Regulations“ as well as other applicable Rules and Regulations of the Stock Exchange. DSL will endeavor to recover the claims on account of the Client on pro rata basis and will make such payment as and when received from the Exchange.

27. Special Terms and Conditions for Online / Electronic Trading :

In case online trading facility is allowed to the Account Holder, the following special terms and conditions will become applicable.

27.1Online trading will be permitted to the Account Holder through DSL which will act as a broker for the purpose of all trades at the Karachi Stock Exchange (Online Exchange).

27.2A Password / PIN will be issued to the account holder by DSL to enable the account holders to have an access and to use his/her/their Account for Online trading. The Password/PIN may be communicated through e-mail or through any courier to the Account Holder at his/her/their own risk. The Account Holder shall not disclose the password /pin to any person and shall take every reasonable precaution to prevent discovery of the password/pin by any person.

27.3DSL may assign a reference number to the Account Holder to use the online trading facility. DSL shall not be deemed to receive any order through Online trading until a reference number is assigned. DSL will not be liable if the Account Holder fails to receive a reference number, or to receive an official confirmation of trade or any discrepancies in account balance or position unless the same is notified to DSL in writing.

27.4DSL may electronically transfer delivery of confirmation, statements and other notices in connection with Online trading. It shall be the responsibility of the Account Holder to review upon receipt of e-mails, confirmation statements, notices, margin and maintenance calls whether delivered by mail, e-mail, or electronic terminals at its own discretion. Any information, confirmation statements and other notices that may be transferred electronically to the Account Holder shall be considered to be delivered as a hard copy version. If the password/pin is disclosed to any third party, the Account Holder should notify the same to DSL. In addition the Account Holder should immediately notify DSL about any theft, loss or un-authorized use of its password, account number and pin/password. Also the Account Holder shall immediately notify any change in its e-mail or other addresses as mentioned in the account opening form.

27.5All risks connected and involved with Online/Electronic Trading will be assumed by the Client. Neither DSL nor any of the Directors or Officers would be responsible or liable in any manner for any losses or damages that may be suffered by the Client, including, due to the misuse of the Client’s code / pin, hacking of lines and privacy of the Client’s information and affairs by unscrupulous people.

27.6DSL may at any time require additional margin before executing any orders or undertaking any transaction through Online trading facility on account of the Client. The amount and timing may vary depending on factors solely at DSL’s discretion. DSL shall have the right to liquidate the Client’s trading position if the margin is insufficient at any time.

27.7DSL may at its discretion elect with or without notice to square off the Client’s account and make all obligations in the account immediately due and payable by the Client without assigning any reason.

28. DSL may terminate this agreement at anytime without assigning any reason. The Client may terminate this agreement and close his/her/their trading account and sub-account maintained by DSL with CDC, at anytime when it owes no liability or obligations whatsoever to DSL under or in relation to this agreement or in relation to any trade contract entered into pursuant to this agreement.

29.All disputes of differences arising out of or in relation to disagreement or any trade contract entered into pursuant to this agreement, if not resolved amicably by DSL and the Client, shall be referred to arbitration by The KSE Arbitration Committee, whose decision shall be final and binding on both parties.

30.DSL reserves the rights to subject all securities and assets held in any account, in which the Client may have a financial interest, to a general lien for discharge of any indebtedness to DSL. These securities or money may be help up, sold or confiscated for payment of any liabilities that the Client may have to pay. If DSL chooses to secure the indebtedness in one of the Client’s account, the Client agrees that DSL may refuse to liquidate, transfer or conduct transactions in all accounts until indebtedness to DSL is fully paid and acknowledged by DSL. DSL will not be held responsible for losses, diminished value as result of freezing any of Client’s account.

31.The Client hereby acknowledges that :

31.1 Any market information or trading recommendation communicated to the Client by DSL does not conduct an offer, or a solicitation of an offer to buy/sell any securities.

31.2Such information or recommendation may be incomplete and unverifiable.

31.3DSL makes no representation, warranty or guarantee as to the accuracy, reliability or completeness of any such information or recommendation: and

31.4DSL or any of its Directors, Officers, Servants or Agents shall not be liable in any manner whatsoever to the Client for any representation made by them in the course of business.

32.DSL will not be liable for losses incurred directly or indirectly by causes beyond control, including but not limited to government restrictions, natural disasters, wars, strikes, exchange or market rulings, interruptions of data processing services or communications, or disruptions in orderly trading on any market or stock exchanges. The Client assumes all market and other risks effecting the investments made.

33.The Client shall be responsible of knowing the rights and terms for all securities, bought, sold and maintained at agreed, including but not limited stock splits, reorganization, the Client is responsible for monitoring the activity in his account and agrees to notify the agreed rate immediately for any discrepancy.

34.DSL may, but is not obliged to notify the Client of any upcoming expiration or redemption dates, or take any actions on Client’s behalf, with specific instructions from the Client, except as required by law and rules of regulatory authorities.

35.Certain securities may grant Valuable rights that may expire unless any specific action is taken. These securities include bonds, convertible securities, warrants, stock rights, and securities subject to exchange offer or tender. If any such security is about to expire, become worthless or be redeemed for less than its fair market value as instructions have not been received from the Client, DSL may at its discretion, sell the security(s) or credit the Client’s account with the proceeds.

36.The client shall assume all market risks, DSL shall not be responsible or liable to advise the Client as to the investment in and sale/purchase of securities.

37.DSL shall not be liable in any manner whatsoever to the Client for any damage suffered, or liability incurred, by the Client in relation to any trade. The Client hereby indemnifies DSL from all losses, damages, liabilities, claims, costs etc. arising out of the opening and maintenance of the Client trading account and the Client’s sub-account with the CDC.

38.NO provision of this agreement shall stand waived unless waiver is made in writing. NO waiver of any provision of this agreement shall be implied from any course of dealing between the parties. A waiver of any provision of this agreement on any one occasion shall not constitute a waiver in relation to any subsequent similar occasion.

For and on behalf of Darson Securities (Pvt.) Ltd.

Joint Applicant (3) Joint Applicant (2) Joint Applicant (1) Sign. of Applicant

Enclosures (for individuals):

1.Attested copies of National Identity Card of the applicant.

2.Attested copies of National Identity Card of the Joint Holders and or Nominee(s) (if applicable)

3.Attested copies of passports of the applicant, Joint Holders and or Nominee(s) (in case of non-residents)

4.

Copy of the letter of authorization from the Account Holder(s) of the person authorized to trade in my/our accounts.(if other than the account holder)

5.

A list of Transaction fee, Commission to be charged by the Broker and other CDC charges to be levied.

Enclosures (for corporate entities):

1.Certified true copy of Board Resolution (specimen provided as per Annexure ‘A’).

2.Certified true copies of Memorandum & Articles of Association.

3.List of authorized signatories.

4.List of nominated persons allowed to place orders.

 

 

 

OFFICE USE ONLY

 

 

 

Dealer Name

 

Refer by

 

 

Opened by

 

 

 

 

 

 

 

Checked by

 

 

Approved by

 

Requested by

 

Page 6 of 6

DARSON SECURITIES

(PVT.) LIMITED

(SECP Reg.# BRL-38)

TREC Holder of

Karachi Stock Exchange (090)

Lahore Stock Exchange & (050)

Member of

Pakistan Mercantile Exchange (051)

Corporate Office:

Office No. 808, 8th Floor

Business & Finance Centre

I. I. Chundrigar Road, Karachi.

Phone : (021)

111-900-400, 32470755-66

Fax : (021)

32471088

KSE Office:

516, 5th Floor

Karachi Stock Exchange

New Building

Stock Exchange Road, Karachi.

Phone : (021)

32415052-59

Fax : (021)

32425538

Lahore Office:

102, 1st Floor

Lahore Stock Exchange Aiwan-e-Iqbal Road, Lahore

Phone : (042)

111-900-400,

36366655, 36317111, 36316777

Fax : (042)

36314293

SUB-ACCOUNT OPENING FORM

FOR INDIVIDUALS

 

 

 

 

 

 

 

 

 

 

 

 

Day

Month

Year

 

DATE

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

To,

Darson Securities (Pvt) Ltd.

808, 8th floor, Business & Finance Centre, I. I. Chundrigar Road, Karachi.

I/We hereby apply for opening of my/our Sub-Account under the Account Family of Darson Securities (Pvt) Ltd. (hereinafter referred to as “Participant”) maintained in the Central Depository System (“CDS”) of the Central Depository Company of Pakistan Limited (“CDC”). My/our particulars are given as under:

For official use of the Participant only

Application Form No.

 

 

 

CDS Participant ID

06445

 

 

Sub-Account No.

 

 

 

Trading Account No.

 

(if applicable)

 

NATURE OF ACCOUNT

SINGLE

 

JOINT

 

 

 

 

 

 

 

 

 

 

PART-A

 

REGISTRATION (AND OTHER) DETAILS OF MAIN ACCOUNT HOLDER

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PHONE NOS

 

 

 

 

 

 

 

FULL NAME OF APPLICANT

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Office

 

 

 

 

 

 

 

(As per CNIC / NICOP / Passport)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

FATHER’S / HUSBAND’S NAME

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Residence

 

 

 

 

 

 

 

SURNAME

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PERMANENT / REGISTERED ADDRESS

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Mobile

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

E-MAIL

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Fax

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DATE OF BIRTH

 

 

 

 

 

_

 

 

 

 

 

_

 

 

 

 

 

 

 

 

 

GENDER

 

 

MALE

 

 

 

 

FEMALE

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

_

 

 

 

 

 

 

 

 

 

 

_

 

 

 

 

 

 

 

 

 

_

 

 

 

_

 

 

CNIC No.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DATE OF EXPIRY

 

 

 

 

 

 

 

 

 

(For resident Pakistani)

 

 

 

 

 

 

 

 

 

 

_

 

 

 

 

 

 

 

 

 

 

 

 

_

 

 

 

 

 

 

 

 

 

_

 

 

 

_

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

NICOP No.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DATE OF EXPIRY

 

 

 

 

 

 

 

 

 

(For non-resident Pakistani)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PASSPORT DETAILS

Number

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Place of Issue

 

 

 

 

 

 

 

(For a foreigner or a Pakistani origin)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Date of Issue

 

 

 

 

 

 

 

 

 

 

 

 

 

Date of Expiry

 

 

 

 

 

 

 

DETAILS OF CONTACT PERSON: [Note: Contact Person shall not be the person other than the Main Applicant, any one of the Joint Applicant or their Attorney. Where Contact Person is the Main Applicant or any of the Joint Applicant, please only provide the name below. In case of Attorney, please provide complete details asked below]

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PHONE NOS

 

FULL NAME OF APPLICANT

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Office

 

FATHER’S / HUSBAND’S NAME

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

RELATIONSHIP/ASSOCIATION OF THE ATTORNEY WITH THE MAIN APPLICANT

 

 

Residence

 

PERMANENT / REGISTERED ADDRESS

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Mobile

 

 

 

 

 

 

 

 

_

 

 

 

 

 

 

 

 

 

 

_

 

 

 

 

 

 

 

 

 

 

CNIC No.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

_

 

 

 

 

_

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DATE OF EXPIRY OF CNIC

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Fax

 

E-MAIL

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

OCCUPATION Please tick (P) in appropriate box.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agriculturist

 

 

 

 

Business

 

Housewife

 

 

Household

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Retired Person

 

 

 

 

 

Student

 

Business Exec.

 

 

Industrialist

 

 

Professional

 

 

 

 

 

Service

 

Others (Specify)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

NAME OF EMPLOYER / BUSINESS

ADDRESS OF EMPLOYER / BUSINESS

 

 

JOB TITLE / DESIGNATION:

 

 

 

 

 

 

 

 

 

For and on behalf of Darson Securities (Pvt.) Ltd.

Joint Applicant (3)

Joint Applicant (2)

Joint Applicant (1)

Sign. of Applicant

 

 

 

 

 

 

 

 

Page 1 of 8

 

PART-B

REGISTRATION (AND OTHER) DETAILS OF JOINT APPLICANT(S)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PERSONAL INFORMATION - JOINT APPLICANT NO. 1

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PHONE NOS

 

 

 

 

 

 

 

 

FULL NAME OF APPLICANT

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Office

 

 

 

 

 

 

 

 

(As per CNIC / NICOP / Passport)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

FATHER’S / HUSBAND’S NAME

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Residence

 

 

 

 

 

 

 

 

SURNAME

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PERMANENT / REGISTERED ADDRESS

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Mobile

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

E-MAIL

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Fax

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

_

 

 

 

 

 

_

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DATE OF BIRTH

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

NATIONALITY

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

STATUS

 

 

 

 

 

RESIDENT

 

 

 

 

 

 

 

 

 

NONRESIDENT

GENDER

 

 

 

MALE

 

 

 

FEMALE

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

_

 

 

 

 

 

 

 

 

 

 

_

 

 

 

 

 

 

 

 

 

 

 

_

 

 

 

_

 

 

 

 

CNIC No.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DATE OF EXPIRY

 

 

 

 

 

 

 

 

 

 

 

(For resident Pakistani)

 

 

 

 

 

 

 

 

 

_

 

 

 

 

 

 

 

 

 

 

 

 

 

_

 

 

 

 

 

 

 

 

 

 

 

 

 

 

_

 

 

 

_

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

NICOP No.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DATE OF EXPIRY

 

 

 

 

 

 

 

 

 

 

 

(For non-resident Pakistani)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PASSPORT DETAILS

 

Number

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Place of Issue

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(For a foreigner or a Pakistani origin)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Date of Issue

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Date of Expiry

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

NATURE OF BUSINESS Please tick (P) in appropriate box.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agriculturist

 

 

 

 

 

 

 

 

 

 

 

 

Business

 

 

 

Housewife

 

 

 

 

 

 

 

 

 

Household

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Retired Person

 

 

 

 

 

 

 

 

 

 

 

 

Student

 

 

 

Business Exec.

 

 

 

 

 

 

 

 

 

Industrialist

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Professional

 

 

 

 

 

 

 

 

 

 

 

 

Service

 

 

 

Others (Specify)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

NAME OF EMPLOYER / BUSINESS

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

ADDRESS OF EMPLOYER / BUSINESS

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

JOB TITLE / DESIGNATION:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PERSONAL INFORMATION - JOINT APPLICANT NO. 2

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PHONE NOS

 

 

 

 

 

 

 

 

FULL NAME OF APPLICANT

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Office

 

 

 

 

 

 

 

 

(As per CNIC / NICOP / Passport)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

FATHER’S / HUSBAND’S NAME

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Residence

 

 

 

 

 

 

 

 

SURNAME

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PERMANENT / REGISTERED ADDRESS

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Mobile

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

E-MAIL

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Fax

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

_

 

 

 

 

 

_

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DATE OF BIRTH

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

NATIONALITY

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

STATUS

 

 

 

 

 

RESIDENT

 

 

 

 

 

 

 

 

 

NONRESIDENT

GENDER

 

 

 

MALE

 

 

 

FEMALE

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

_

 

 

 

 

 

 

 

 

 

_

 

 

 

 

 

 

 

 

 

 

 

_

 

 

_

 

 

 

 

CNIC No.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DATE OF EXPIRY

 

 

 

 

 

 

 

 

 

 

 

(For resident Pakistani)

 

 

 

 

 

 

 

 

_

 

 

 

 

 

 

 

 

 

 

 

 

 

_

 

 

 

 

 

 

 

 

 

 

 

 

 

 

_

 

 

 

_

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

NICOP No.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DATE OF EXPIRY

 

 

 

 

 

 

 

 

 

 

 

(For non-resident Pakistani)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PASSPORT DETAILS

 

Number

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Place of Issue

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(For a foreigner or a Pakistani origin)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Date of Issue

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Date of Expiry

 

 

 

 

 

 

 

 

 

 

 

 

 

 

For and on behalf of Darson Securities (Pvt.) Ltd.

Joint Applicant (3) Joint Applicant (2) Joint Applicant (1) Sign. of Applicant

Page 2 of 8

 

NATURE OF BUSINESS Please tick (P) in appropriate box.

 

 

 

 

 

 

 

 

 

 

Agriculturist

 

Business

 

Housewife

 

Household

 

 

 

 

 

 

 

Retired Person

 

Student

 

Business Exec.

 

Industrialist

 

 

 

 

 

 

 

Professional

 

Service

 

Others (Specify)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

NAME OF EMPLOYER / BUSINESS

ADDRESS OF EMPLOYER / BUSINESS

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

JOB TITLE / DESIGNATION:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PERSONAL INFORMATION - JOINT APPLICANT NO. 3

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PHONE NOS

 

 

 

 

 

 

 

 

 

FULL NAME OF APPLICANT

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Office

 

 

 

 

 

 

 

 

 

(As per CNIC / NICOP / Passport)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

FATHER’S / HUSBAND’S NAME

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Residence

 

 

 

 

 

 

 

 

 

SURNAME

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PERMANENT / REGISTERED ADDRESS

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Mobile

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

E-MAIL

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Fax

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

_

 

 

 

 

_

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DATE OF BIRTH

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

NATIONALITY

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

STATUS

 

 

 

 

 

 

 

 

RESIDENT

 

 

 

 

 

 

 

NONRESIDENT

GENDER

 

 

 

MALE

 

 

 

FEMALE

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

_

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

_

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

_

 

 

 

 

_

 

 

 

 

CNIC No.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DATE OF EXPIRY

 

 

 

 

 

 

 

 

 

 

 

 

 

(For resident Pakistani)

 

 

 

 

 

 

 

 

 

 

 

_

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

_

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

_

 

 

 

 

_

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

NICOP No.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DATE OF EXPIRY

 

 

 

 

 

 

 

 

 

 

 

 

 

(For non-resident Pakistani)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PASSPORT DETAILS

Number

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Place of Issue

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(For a foreigner or a Pakistani origin)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Date of Issue

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Date of Expiry

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

NATURE OF BUSINESS Please tick (P) in appropriate box.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agriculturist

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Business

 

 

 

 

 

 

Housewife

 

 

 

 

 

 

 

 

 

 

 

Household

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Retired Person

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Student

 

 

 

 

 

 

Business Exec.

 

 

 

 

 

 

 

 

 

 

 

Industrialist

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Professional

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Service

 

 

 

 

 

 

Others (Specify)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

NAME OF EMPLOYER / BUSINESS

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

ADDRESS OF EMPLOYER / BUSINESS

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

JOB TITLE / DESIGNATION:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PART-C

OTHER INFORMATION

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DIVIDEND MANDATE

 

 

 

 

 

 

 

 

 

 

Yes

 

 

 

 

 

No (If yes please provide following details)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

ACCOUNT TITLE

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

ACCOUNT NO.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

NAME OF BANK

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

BRANCH

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

BANK ADDRESS

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

NATIONAL TAX NO. (Optional)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

NATIONALITY

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

RESIDENTIAL STATUS

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Please tick (P) in appropriate box.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Resident

 

 

 

Non-Resident

 

Repatriable

 

Non-Repatriable

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PAKISTANI

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PAKISTANI ORIGIN

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

FOREIGN NATIONAL

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

For and on behalf of Darson Securities (Pvt.) Ltd.

Joint Applicant (3) Joint Applicant (2) Joint Applicant (1) Sign. of Applicant

Page 3 of 8

If you are maintaining any Special Convertible Rupee Accoun (”SCRA”), Please provide following details:

SCRA ACCOUNT NO.

BANK NAME

BRANCH DETAILS

ZAKAT STATUS: (If, according to the Fiqh of the Applicant(s), Zakat deduction is not applicable, then relevant Declaration on prescribed format shall be submitted with the concerned Issuer and

Darson Securities (Pvt) Ltd.) Please tick (P) in appropriate box.

 

 

 

MUSLIM-ZAKAT PAYABLE

MUSLIM-ZAKAT NON PAYABLE

NON MUSLIM

NOT APPLICABLE

PARTICULARS OF NOMINEE (Optional but if desired, nomination should only be made in case of sole individual and not joint account)

(In case of death of Sub-Account Holder: Nomination may be made in terms of requirements of Section 80 of the Companies Ordinance, 1984, which inter alia requires that person nominated as aforesaid shall not be a person other than the following relatives of the Sub-Account Holder, namely: a spouse, father, mother, brother, sister and son or daughter, including a step or adopted child.)

 

 

 

 

 

 

 

 

 

 

PHONE NOS

NAME

 

 

 

 

 

 

 

 

 

Residence

FATHER’S/HUSBAND’S NAME

 

 

 

 

 

 

 

 

 

Office

 

 

 

 

_

 

 

_

 

 

 

SURNAME

DATE OF BIRTH

 

 

 

 

 

 

 

 

Mobile

POSTAL ADDRESS

 

 

 

 

 

 

 

 

 

Fax

 

 

 

 

 

 

 

 

 

 

E-mail

 

RELATIONSHIP WITH MAIN APPLICANT

Please tick (P) in appropriate box.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Spouse

 

 

 

 

Father

 

 

 

 

 

 

Mother

 

Brother

 

Sister

 

Son*

 

Daughter*

 

* Including step or adopted child

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

_

 

 

 

 

 

 

 

 

 

_

 

 

 

 

 

 

 

 

 

 

 

 

 

_

 

 

_

 

 

 

CNIC No.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DATE OF EXPIRY

 

 

 

 

 

 

 

 

 

(For resident Pakistani)

 

 

 

 

 

 

_

 

 

 

 

 

 

 

 

 

_

 

 

 

 

 

 

 

 

 

 

 

 

 

_

 

 

_

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

NICOP No.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DATE OF EXPIRY

 

 

 

 

 

 

 

 

 

(For non-resident Pakistani)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PASSPORT DETAILS

 

Number

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Place of Issue

 

 

 

 

 

 

 

 

 

 

 

 

(For a foreigner or a Pakistani origin)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Date of Issue

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Date of Expiry

 

 

 

 

 

 

 

 

 

 

 

PART-D

CDC SMS / IVR/ WEB SERVICES (“CDC access”)

 

(CDC provides FREE OF COST services under CDC access whereby sub-account holders can have real time access to their account related information.)

SMS is part of such service, where alerts are sent whenever certain activities take place in a sub-account including securities movement, pledge etc.

(a)For SMS Service, please provide local mobile number of your Contact Person:

(b)If you do not wish to subscribe to SMS Service, please sign here:

Do you wish to subscribe to free of cost IVR Service?

Please tick (P) in appropriate box.

 

Yes

 

No

 

 

 

 

Do you wish to subscribe to free of cost Web Service?

Please tick (P) in appropriate box.

 

Yes

 

No

 

 

 

 

 

 

If you are subscribing to IVR and/or Web Service, please provide following details of your Contact Person:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

_

 

 

_

 

 

 

 

 

 

 

 

DATE OF BIRTH

 

 

 

 

 

 

 

 

 

MOTHER’S MAIDEN NAME

 

 

 

 

EMAIL ADDRESS

PART-E

SUB-ACCOUNT OPERATING INSTRUCTIONS

 

Signatory(ies) to give instruction to Darson Securities (Pvt) Ltd. pertaining to the operations of the Sub-Account. (Please specify sub- account operating instructions in the relevant column along with names and specimen signatures of authorised signatories)

 

NAME OF SIGNATORIES

SPECIMEN SIGNATURE

 

 

 

(a)

 

 

 

 

 

(b)

 

 

 

 

 

(c)

 

 

 

 

 

(d)

 

 

 

 

 

 

Sub-Account Operating Instructions

Please tick (P) in appropriate box.

 

 

 

 

 

 

 

Either (Singly) or Survivor

 

 

Attorney

 

Jointly [any] __________

 

Any other (specify)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

For and on behalf of Darson Securities (Pvt.) Ltd. Joint Applicant (3) Joint Applicant (2) Joint Applicant (1) Sign. of Applicant

Page 4 of 8

PART-F

BANK VERIFICATION

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

The following information is required to be verified by the Bank Manager only where the Main Applicant is maintaining bank account:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PARTICULARS OF MAIN APPLICANT

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

_

 

 

 

 

 

 

 

_

 

BANK ACCOUNT TITLE

CNIC No.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

BANK ACCOUNT NO.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

RESIDENTIAL ADDRESS OF APPLICANT

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SIGNATURE OF APPLICANT

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

We do hereby verify the above particulars and signature of our above account holder.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PARTICULARS OF BANK MANAGER

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

NAME

 

CONTACT NO(S).

 

 

 

 

 

 

 

 

 

E-MAIL

 

SIGNATURE & RUBBER STAMP

 

 

 

 

 

 

 

 

 

PART-G AUTHORIZATION

AUTHORIZATION UNDER SECTIONS 12 AND 24 OF THE CDC ACT EXCLUSIVELY FOR SETTLEMENT OF UNDERLYING TRADES INCLUDING PLEDGE AND RECOVERY OF CHARGES AND LOSSES

I/we the undersigned, hereby give my/our express authority to Darson Securities (Pvt) Ltd. under Section 12 and Section 24 of the Central Depositories Act, 1997 to handle Book-entry Securities beneficially owned by me/us and entered in my/our Sub-Account maintained with Darson Securities (Pvt) Ltd. for securities transactions that are exclusively meant for the following purposes:

a.For the settlement of any underlying market transactions (trades) including off market transactions made by me/us from time to time.

b.For pledge securities transactions with any Stock Exchange or a Clearing Company relating to any of my/our underlying market transactions (trades) to be settled through the Clearing Company from time to time.

c.For the recovery of payment against any underlying market purchase transactions made by me/us from time to time.

d.Movement by me/us from time to time of my/our Book-entry Securities from my/our Sub-Account under the Main Account under the control of Darson Securities (Pvt) Ltd. to my/our Sub-Account under another Main Account under the control of Darson Securities (Pvt) Ltd. or to my/our Sub-Account under any Main Account which is under the control of another Participant or to my/our Investor Account.

e.Securities transaction which has been made by way of a gift of Securities by me/us to my/our Family Members or other persons in accordance with the CDC Regulations from time to time.

f.Securities transactions pertaining to any lending or borrowing of Securities made by me/us from time to time in accordance with the CDC Regulations.

g.For the recovery of any charges or losses against any or all of the above transactions carried out by me/us services availed; and/or

h.Delivery Transaction made by me/us for any other purposes as prescribed by the Commission from time to time.

Specific authority on each occasion shall be given by me/us to Darson Securities (Pvt) Ltd. for handling of Book-entry Securities beneficially owned by me/us for all other purposes as permitted under the applicable laws and regulations.

---------------------------------------------------------------------------------------------------------------------------------------------------------------

Note: Please note that above shall serve as a one-time fixed authorization to Darson Securities (Pvt) Ltd. for handling of Book-entry Securities owned by the undersigned Sub-Account Holder(s) and entered in his/her/their Sub-Account maintained with Darson Securities (Pvt) Ltd. Handling of Book-entry Securities for all other purposes should however require specific authority in writing from the undersigned Sub-Account Holder(s) in favour of Darson Securities (Pvt) Ltd. For handling of Book-entry Securities worth Rs. 500,000/-and above, the above mentioned specific authority shall be obtained on non-judicial stamp paper.

For and on behalf of Darson Securities (Pvt.) Ltd.

Joint Applicant (3) Joint Applicant (2) Joint Applicant (1) Sign. of Applicant

Page 5 of 8

TERMS AND CONDITIONS

(IMPORTANT Please read and understand the Terms and Conditions before signing and executing this form)

The Terms and Conditions set herein below shall govern the Sub-Account forming part of the Account Family of the CDS Participant Account of the Participant, which shall be binding on the Sub-Account Holder as well as the Participant:

1.Provisions of the Central Depositories Act, 1997 (“the Act”) and the Central Depository Company of Pakistan Limited Regulations (“the Regulations”) as amended from time to time and the CDC’s Operating Manual/Operating Instructions developed and issued pursuant thereto from time to time and any other by-laws, directives of the Securities and Exchange Commission of Pakistan issued from time to time, shall govern the opening, maintenance and operations of the Sub-Account.

2.Each page of this form should be duly signed by the Applicant (and joint Applicants if any) and the Participant or any authorized person of the Participant.

3.The Participant shall ensure provision of copies of all the relevant laws, rules and regulations at his office for access to the Sub-Account Holder(s) during working hours.

4.The Participant shall provide a list of his authorized agents/traders and designated employees, who can deal with the Sub-Account Holder(s) from time totime. Any change(s) therein shall forthwith be intimated in writing to the Sub-Account Holder(s).

5.The Registration Details and such other information specified by the Applicant in this form for opening of the Sub-Account appear in the Sub-Account to be established by the Participant in the Central Depository System who shall ensure the correctness and completeness of the same. Any change therein notified by the Sub-Account Holder from time to time in writing to the Participant shall reflect in the Sub-Account of such Sub-Account Holder.

6.The Book-entry Securities owned by the Sub-Account Holder shall be exclusively entered in the Sub-Account of such Sub-Account Holder.

7.Transfer, Pledge and Withdrawal of Book-entry Securities entered in the Sub-Account of the Sub-Account Holder shall only be made from time to time in accordance with the authorization given by the Sub-Account Holder to the Participant in Part (G) above pursuant to Section 12 and 24 of the Act. Such authorization shall constitutes the congregated / entire authorizations by the Sub-Account Holder(s) in favour of the Participant and supersedes and cancels all prior authorizations (oral, written or electronic) including any different, conflicting or additional terms which appear on any agreement or form the Sub-Account Holder(s) has executed in favour of the Participant.

8.Participant shall be liable to give due and timely effect to the instructions of the Sub-Account Holder given in terms of the above-referred authorization with respect to transfer, pledge and withdrawal of Book-entry Securities entered in his Sub-Account under the control of the Participant. Such instructions, among other matters, may include closing of Sub-Account.

9.Participant shall send by the 10th day of every month Account Balance statement to the Sub-Account Holder without any fee or charge showing the number of every Book-entry Security entered in his Sub-Account as of the end of the preceding month. Such Account Balance statement shall be generated from the CDS. Further, the Sub-Account Holder may request for such statement (including Account Activity reports) from the Participant at any time on payment of a fee on cost basis as prescribed by the Participant. The Participant shall be liable to provide such report/statement to the Sub-Account Holder within 3 Business Days from the date of receipt of such request, with or without charges.

10.In consideration for the facilities and services provided to the Sub-Account Holder by the Participant, the Sub-Account Holder shall pay fees and charges to the Participant as applicable for availing such facilities and services under the Act, the Regulations and these Terms & Conditions. In case of outstanding payment against any underlying market purchase transaction, charges and/or losses against the Sub-Account Holder, the Participant shall have the right, subject to Clause 7 above and serving of prior written notice to the Sub-Account Holder to clear the payment, charges and/or losses (including any shortfall in margin requirements) within the

reasonable time prescribed by the Participant, to dispose off the necessary number of Book-entry Securities of the Sub-Account Holder and apply the net proceeds thereof towards the adjustment of such outstanding payment, charges and/or losses, provided that the Participant shall report the disposal of such Securities to the relevant Stock Exchange as an off-market transaction where the Securities are transferred from the Sub-Account to the House Account of the Participant.

11.Participant shall have the right, subject to 20 Business Days prior written notice to the Sub-Account Holder to close the Sub-Account if it becomes dormant with no holding balances. No Sub-Account shall be treated as dormant unless there is no activity for continuous six months.

12.Where admission of Participant to the CDS is suspended or terminated by the CDC, the Sub-Account Holder shall have the right, subject to the Regulations and the Procedures made thereunder, to request CDC to change his Controlling Account Holder and Participant shall extend full cooperation to the Sub-Account Holder in every regard, without prejudice to his right of recovery of any dues or receivable from the Sub-Account Holder.

13.In case of a Joint Account, all obligations and liabilities in relation to this Sub-Account or under these Terms and Conditions shall be joint and several.

14.These Terms and Conditions shall be binding on the Participant’s nominee, legal representative, successors in interest and/or permitted assigns.

15.In the event of any conflict between these Terms and Conditions and the terms and conditions contained in Trading Account Opening Form or any other forms/authorizations prescribed by the Participant or otherwise, the Terms and Conditions contained herein shall prevail, insofar as it is related to the custodial services to be provided by the Participant under the legal framework of CDC.

16.The provision of services as provided for hereunder shall not constitute Participant as trustee and the Participant shall have no trust or other obligation in respect of the Book-entry Securities except as agreed by the Participant separately in writing.

17.The Participant is not acting under this application form as Investment Manager or Investment Advisor to the Sub-Account Holder(s).

18.The Participant should ensure due protection to the Sub-Account Holder regarding rights to dividend, rights or bonus shares etc. in respect of transactions routed through him and not do anything which is likely to harm the interest of the Sub-Account Holder with/from whom it may have had transactions in securities.

19.Subject to Section 21 of the Act, Participant shall maintain complete confidentiality of any information or document that is in his knowledge or possession or control relating to the affairs of the Sub-Account Holder(s), and in particular, relating to their Sub-Account(s), and shall not give, divulge, reveal or otherwise disclose such information or document to any other person.

20.These Terms and Conditions shall be deemed to have been amended, altered and/or modified if rights and duties of the parties hereto are altered by virtue of change in law, rules, regulations etc. of SECP and/or articles, rules, regulations of the Stock Exchanges and/or the Act, CDC Regulations, CDC’s Operating Manual/Operating Procedures and/or any circular, directive or direction issued therein, such changes shall be deemed to have been incorporated and modified the rights and duties of the parties hereto.

21. The Participant shall offer IVR/ Web/ SMS (CDS access) facility to the Sub-Account Holder as a mandatory requirement.

22. The Participant shall ensure that duly filled in and signed copy of this form along with the acknowledgement receipt is provided to the Sub-Account Holder.

For and on behalf of Darson Securities (Pvt.) Ltd.

Joint Applicant (3) Joint Applicant (2) Joint Applicant (1) Sign. of Applicant

Page 6 of 8

DECLARATION & UNDERTAKING

I/We, the undersigned, hereby declare that:

a)I/We am/are not minor(s);

b)I/We am/are of sound mind;

c)I/We have not applied to be adjudicated as an insolvent and that I/We have not suspended payment and that I/We have not compounded with my/our creditors;

d)I/We am/are not an undischarged insolvent;

e)I/We confirm having read and understood the above Terms and Conditions and I/We hereby unconditionally and irrevocably agree and undertake to be bound by and to comply with the above Terms and Conditions and any other terms and conditions which may be notified from time to time with the approval of the concerned authorities modifying or substituting all or any of the above Terms and Conditions in connection with the opening, maintenance and operation of the Sub-Account;

f)I/We, being the Applicant(s), hereby further confirm that all the information contained in this form is true and correct to the best of my/our knowledge as on the date of making this application;

g)I/We further agree that any false/misleading information by me/us or suspension of any material fact will render my/our Sub-Account liable for termination and further action under the law; and

h)I/We hereby now apply for opening, maintaining, operation of Sub-Account forming part of the Account Family of CDS Participant Account of Darson Securities (Pvt) Ltd.

For and on behalf of Darson Securities (Pvt.) Ltd.

 

 

 

Joint Applicant (3)

 

Joint Applicant (2)

 

Joint Applicant (1)

 

Sign. of Applicant

 

 

 

 

 

 

 

 

 

 

 

FOR OFFICE USE ONLY

 

 

 

 

 

 

 

 

 

 

 

 

PERTICULARS OF SUB-ACCOUNT FORM VERIFIED BY

 

 

 

 

 

 

 

 

 

APPLICATION

 

APPROVED

 

REJECTED